New Client Application Form *

Second Party Supplement

Non-Registered SWP/AWD

Transfer Form for Non-Registered Accounts *

Certificate of Foreign Intermediary … *

(W-8IMY Form)

Certificate of Foreign Status of Beneficial Owner *

(W-8BEN Form)

Corporate Account Supplement

Corporate Resolution for Opening Accounts

Corporate Resolution for Sole Signing Officers

Corporate Resolution for Sole Proprietorships

Corporate Resolution for Transferring Securities

New Client Application Form *

Guarantee Form

Second Party Supplement

Sole Proprietorship (and Client is Not Incorporated)

Tax Treaty Form

Transfer Form for Non-Registered Accounts *

Withholding Statement Form

(Articles of Incorporation)

Direct Transfer Of A Single Amount (Form T2151)

LIRA Addendum

LRSP Federal *

Registered Plan Deregistration Letter

Registered Retirement Savings Plan

Transfer Form For Registered Accounts *

LIF Federal

LRIF Addendum

Nominee SWP/AWD For RIF *

RRIF Payment Change

Registered Retirement Income Fund

Spouse Consent To Transfer Pension Funds

Transfer Form For Registered Accounts *

RESP API Request

RESP Payment Request
(EAP, PSE and Contribution Withdrawal)

RESP Transfer Request

Family Beneficiary Plan

Single Beneficiary Plan

Learning Bond Application

Learning Bond Application (Parent/Guardian)

Declaration of Transmission(Required for Certificates)
Letter of Indemnity

Second (2nd) Party Account Supplement

• Original / Notarized Copy Of Acceptable Proof Of Death
• Original / Notarized Copy Of The Will
• Letter of Direction From The Beneficiaries
  (Registered Plan)
• Letter Of Direction From The Executor(s) (Non-Registered Plan)
• Original / Notarized Copy Of The Certificate Of Appointment Of Estate (Probate)

Treaty Statement (If Estate To Be Maintained)

Original letter of indemnification

• From Authorized Individual
• Original / Notarized Copy of Certificate of Appointment of an Estate Without a Will

OR

• Court granted Letters of Appointment

Second (2nd) Party Account Supplement

• Original/Notarized copy of acceptable proof of death
• Letter of direction from an authorized individual(s)

Treaty Statement (If Estate Is To Be Maintained)

Second (2nd) Party Account Supplement (For Trustee)

• KYC With Signature Verification
• Notarized copy of the trust agreement
• Trust account ownership supplement
• Treaty statement

Fee Based Client Agreement